SEC Initiates 2nd Case Against ex-optionsXpress CFO
The firm, called OX Trading, also had“ de-registered” itself from SEC supervision, according to the SEC, to“ apparently to avoid an audit.”. OX Trading was formed in August 2007, with Thomas E. Stern as its chief financial officer, according to the SEC order instituting administrative and cease-and-desist proceedings involving Stern, OX and optionsXpress.
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